- I have a strong demonstrated knowledge of the Australian financial planning process and have been in the industry for more than 5 years.
- I provide services in the areas of administration, paraplanning, and compliance in line with company, licensee, and regulatory requirements.
- I administer the whole advice process to ensure the business is regulatory and licensee compliant in all areas of advice from fact-finding, product research and strategy development, advice preparation, advice implementation, and to client review.
- I have prepared Statement of Advice (SOA) documents for strategies such as Cash Flow and Debt Management, Superannuation (Rollover, Consolidation, and Contributions), SMSF, Investments Outside Super (Wrap, Insurance Bonds and ETF), Personal Insurance (Life, TPD, Trauma, and Income Protection insurance), Retirement and Generic Estate Planning Recommendations.
- I use XPLAN for client data maintenance (Fact Find), product research (WealthSolver and RiskResearcher), portfolio modeling, projections (XTOOLS), production of advice documents (SOA and ROA), and licensee compliance.
- I assist advisers in completing licensee vetting to ensure they complete the process and requirements seamlessly and successfully.
- I understand that advisers have obligations in relation to legislative, regulatory, and ethical standards requirements. Even if the obligation does not specifically apply to me, I acknowledge that these requirements extend to my role and I consciously uphold these standards.
- I train new staff on the business workflow as well as licensee requirements.
- I am technology savvy, proficient in Microsoft Office tools, and can grasp new software quickly (ie. new financial planning software, insurance quoting software, product reporting portal, etc.).
- I am a conscientious worker and take pride in my work ethic, independence, commitment, and high attention to detail.
