Experienced Accounting & Compliance Professional | 15+ Years in Financial Services
I am a seasoned accounting professional with over 15 years of hands-on experience in financial management, reporting, and regulatory compliance. My career has spanned various sectors within finance, with a strong emphasis on accounting operations, internal controls, and statutory compliance.
In my most recent role, I served as a Compliance Officer in a stock brokerage firm, where I was responsible for ensuring full adherence to capital market regulations, conducting internal audits, and implementing risk management frameworks. I have in-depth knowledge of financial instruments, brokerage operations, and the regulatory environment governing securities markets.
- Financial Reporting & Analysis
- Regulatory Compliance (SEC, AML, KYC, etc.)
- Taxation & Statutory Filings
- Capital Market Compliance
- Accounting Software (QuickBooks, Peachtree and BOSS)
With a strong attention to detail, ethical integrity, and a deep understanding of financial systems, I bring value to organizations seeking trustworthy and skilled professionals in accounting and compliance functions.
