A results-driven professional with over 13 years of experience in compliance and financial services, combining strong regulatory knowledge with extensive operational management expertise.
Compliance Staff (2 years):Ensured the company’s full compliance with the SEC and other regulatory agencies through monitoring and preparation of required reports. Conducted research and data gathering to support policy formulation in line with the Company’s Manual of Good Corporate Governance. Oversaw monitoring of new issuances and memorandums from the National Privacy Commission, preparing compliance reports and drafting policies aligned with the Data Privacy Act and other relevant laws.
Service Officer – Junior Assistant Manager, BDO (11 years):Supervised daily branch operations including tellering, cashiering, and ATM services, ensuring prompt and efficient service delivery in compliance with bank standards and internal controls. Managed cash servicing with accuracy and efficiency, while overseeing ATM availability to meet customer needs. Ensured strict adherence to prescribed bank policies, internal controls, external regulatory requirements, and service standards for branch personnel under supervision.